A CONFLICT
ANALYSIS OF CONFLICT
BETWEEN
JUDGES AND DEFENSE ATTORNEYS
BY
DENNIS
L. BLEWITT, Esq. Nov, 1988
SUMMARY
Pressures
put on the criminal justice system combined with rapid change in that system
have intensified the natural conflict between criminal defense attorneys and
the judiciary. The accusatory common law system of criminal law in the United
States is perceived by administrators as cumbersome and inefficient. With the
increase of population, use of the courts, litigation, arrests, case filings
and other factors, judges make fewer traditional legal decisions and are
progressively assuming the role of administrators, concerned primarily with
moving cases through the system or docket control, rather than deciding cases.
The job perception changes, and the parties have not analyzed the effects of
these changes other than registering dissatisfaction. There is a loss of power
in the judiciary as judges become administrators rather than decision makers.
This power is shifted to the prosecutors who can more readily control the flow
of cases through the system.
The
defense bar is also losing power as fewer options become available in defending
cases. The defense attorneys are becoming adverse to their clients as
performance or results diverge from their client's expectations. Clients expect
trials, courtroom drama and a chance to be heard, even if they are wrong. They
believe the system should give them a forum and a good lawyer can get them off.
The lawyers are pressured not to "waste" court time with such things
and have to spend exceedingly more time explaining to the client why it is not
in the client's best interest to use up court time by defending themselves. By
aiding in the administration of the cases, they disappoint clients.
Furthermore,
they have to explain why most court appearances are administrative in nature
with no testimony or other performances expected by the television educated
clients. Available options in defending criminal cases have decreased with
changes in the rules, evidentiary, criminal intent and constitutional theory.
The
prosecutors are gaining power as the power of judges and defense attorneys
declines. Prosecutors have become the primary decision makers in the system.
They decide which cases to try, which ones to settle and which ones to file.
Additionally, they are determining sentences and the nature of the charges with
plea bargaining. They administer victim programs, diversion programs and police
training programs. Lobbying efforts have achieved changes in the rules of
evidence, making it easier to present evidence, change in the required amount
of criminal intent, making it easier to obtain convictions, increased and
mandatory sentencing, making it easier to obtain plea bargains, and increased
budgets for victim and diversion programs. They are also less depending upon
the legislative branch for funding with the advent of condemnation and
forfeiture laws. This power shift has made the system behave as a criminal law
system based upon a Napoleonic Code rather than the common law system that it
traditionally has been.
The results of the change of these factors have caused appreciable
dissatisfaction of both judges and defense attorneys and conflict within the
system, causing conflict with the system and between judges and defense
attorneys. There is almost a cultural depression with defense attorneys.
Corruption and abuse is observed without any remedy, check or balance.
CONFLICT HISTORY
In
twenty years, the criminal justice system has gone through unprecedented change
caused by Gideon v.Wainright (1963) 372 US 335, 9 L Ed 2d 799, 83 S Ct.
792, and its progeny. All criminal defendants were required to have legal
representation, causing an increase in cases litigated and the institution of a
Public Defender's office in most jurisdictions. In the Sixties, there was an
increase in the case loads of the courts with draft and drug cases. These cases
dealt with political and social issues and took up an increasing amount of
court time. Also, because of the methods of law enforcement much more time was
consumed with the hearing of constitutional issues such as free speech,
self-incrimination, and search and seizure.
The
political party in power in the two decades of the seventies and eighties won
elections on a "law and order " platform, resulting in vigorous
prosecution and law enforcement and a shift of power to the executive branch
spearheaded by the legislative and acquiesced to by the judicial. Police were
"modernized" with the assistance of the Law Enforcement Assistance
Agency. Some lawyers commented on the terms of repression, but most did not
feel an inordinate amount of conflict with either the system or judges. The
conflict described by the attorneys interviewed was that which would not be
expected in an adversarial context.
In
approximately 1970, Colorado enacted a new criminal code. A former state
Supreme Court Justice, working in the Denver District Attorney's office,
drafted a proposal and presented it at a committee of one hundred defense
attorneys and prosecutors. It was a “model” code presented by an interest
group. The Justice said " . . . here's your new criminal code. I want you
to study it and pass it unanimously." A prominent defense attorney
replied, "In all due respect, I'm nobody's God damned rubber stamp."
Theattorneywalkedoutof thecommittee,followedbythemajorityofdefenseattorneys.
A compromise
code was drafted and presented to the legislature, who promptly changed the
code back to its original form due to the lobbying efforts of the District
Attorney's Association.
One
of the main debates of the proposed new criminal code was the change of law in
defining criminal intent. Until the proposal, the legal distinction between
felony and misdemeanor was that the intent to commit a felony had be a specific
intent to do the act and the harm. The proposed legislation lowered the
requisite level of criminal intent to general intent. This allowed a
significant amount of conduct previously defined as misdemeanant as felonious.
Another change was the provision for preliminary hearings. Additionally,
conduct not previously defined as criminal was proscribed by the code. The
defense attorneys viewed the changes in the law as giving an inordinate amount
of power to prosecutors.
At
approximately the same time, the rules of evidence were changed. The U. S.
Supreme Court endorsed the Federal Rules of Evidence which the states adopted.
The rules changes abolished many of the common law requirements of evidence and
made criminal trials easier for the prosecution to prove. A postmodern approach
resulted where the rules of evidence essentially became whatever the decider
wanted them to be.
The
traditional view that a criminal trial was a show cause for the sovereign to
prove its authority to take jurisdiction over a defendant changed (accusatory
common law system) to a view that a criminal trial was a search for truth
(inquisitorial civil law system). Prosecutors started asking defense attorneys
if the defendants were guilty. Courts promulgated rules that defendants had to
disclose witnesses and defenses to the prosecution. The rationale was that the
trial was now a search for truth instead of a show caused proceeding.
Constitutional
guarantees diminished, especially in the areas of confession and search and
seizure. The exceptions to the Fourth and Fifth Amendments to the Constitution
protections became the rule. The constitutional prohibition against compulsion
of testimony by an accused prohibited by the Fifth Amendment already defined in
terms as a prohibition against self-incrimination, became practically voided
with the advent of use and transactional immunity. Reasonable grounds to
believe and articulable suspicion appeared in opinions regarding the
prohibition against warrantless searches and seizures, replacing the rule for
probable cause. Exceptions to the requirement that a warrant be obtained
multiplied. The judiciary became superfluous.
Legislatures
passed more punitive sentencing laws as the public demanded retribution rather
than rehabilitation. Mandatory sentencing laws took power away from judges in
sentencing and decreased the importance of mitigation. Justice became thought
of in terms of punishment rather than fairness. Law was no longer based upon
evidence, need or necessity, but upon reaction to publicity.
The change caused an increase in the power of the prosecutor's
office as power to argue effectively for their clients diminished in defense
attorneys and power to decide matters diminished in the judiciary. The system
started to develop characteristics of a Civil Law system typical under the
Napoleonic Code as is the case on the European continent. Presently, the
accusatory system is being replaced by an inquisitor system with the prosecutor
acting as an inquisitor.
CONFLICT CONTEXT
The
conflict between defense attorneys and judges cannot be explained without some
understanding of the legal system as an institution and how it behaves. Most of
the observations about the institution of law have been made by political
scientists and lawyers and has been neglected by sociologists. To understand
law and the participants in the institution is to understand power. Shur's
definition states that . . . "Law is the administration of state
power." Edwin M. Schur, Law and Society
(N. Y; Random House, 1968:
p. 74). He also stated that . . . "The essential work of the trial court
is the determination of facts." Schurr, (1968: p. 46). This has changed in
the last twenty years, so that it would be more accurate to state that the
essential work of the trial court is to administer cases. This shift of
function was commented upon by Mayer, who observed that " . . . the swing
form common law to statute law . . . does not destroy the role of judges and
probably increases their work load." Mayer, The Lawyers (N. Y.;
Dell, 1968, p. 135). The courts are the arbiters of State power, between the
other two branches of government and between the State and the citizens.
However, it is an organization and a part of the State. It no longer is an
arbiter, but a rubber stamp.
The courts have appeared to have become depersonalized. There
appears to be more general court time devoted to hearing disputes between
various governmental entities and less between individuals. Hall observed
(citing Coleman 1976) that " . . . the State is more comfortable dealing
with other organizations than with individual persons . . . " Richard N.
Hall, Organizations, Structure and
4
Process
(Englewood Cliffs, N.J., Prentice-Hall, Inc., 1977: p.8). There is the
preference to deal with groups rather than individuals, although the majority
of the users of the courts are individuals. This preference should tend to
favor the wishes of group users such as district attorneys, police agencies and
public defenders= offices over those of private attorneys. Private lawyers are
viewed as obstructions to the prompt and efficient administration of justice.
There
is increasing pressure on the courts, with little increase in funding and in
the creation of new judgeships. More criminal cases are brought and as
administrators, the judges are adopting procedures contrary to common law
tradition. Emphasis is upon process.
There
is a feeling that " . . . (l)aw should be socialized . . . It should be
doing things for people and should increasingly incorporate active
state-administered processes of social control . . . "
Administrative
rather than conventional process is seen as better able to cope flexibly with a
variety of factual situations and changing social conditions. Court
adjudication is viewed as being hamstrung by legalistic formality and (there
is) a tendency toward the inflexible application of general rules.”
Related
“. . . is (a)wareness of all the strategies that may characterize
"combat" of the court trial has led to considerable disenchantment
concerning the ability of the judicial process to effect an accurate and
complete finding of the facts. An administrative agency, which can conduct its
own independent and objective investigation often seems preferable.” Schur,
1968: p. 200.
There
are more acts defined as criminal, more defendants, more prosecutions, easier
prosecutions and little increase in judicial personnel. Additionally, there
have been significant changes in social conditions. Society is open and fluid.
To cope with this, the courts have become mechanized and specialized. This has
changed the nature of what is done in the courts. "There is a shift of
goals of the legal system from that of serving justice to moving cases.@ Hall,
1977: p. 67. "[C]hanges in social conditions are reflected not only in
areas of substantial law, but also in overall changes in the organization and
process of legal institutions themselves." Schur (1968: p. 123). As a
result of the change, the judges and defense attorneys feel alienated, which
has resulted in conflict between individuals in these roles.
Goals change for
three major reasons. The first reason, direct pressure from external forces
lead
toa
deflectionfromtheoriginalgoals. Thesecond,pressurefrominternalsourcesmayleadthe
organization to
emphasize quite different activities than those originally intended. The third,
changed
environment and technological demands lead the organization to redefine its
goals
5
Goals
may be altered drastically by changes in the power system of the organization .
. . (in
what) . . . Etzionni calls "goal
displacement.@
Organizations tendtoorganizetheir
energies (goals) aroundactivities that areeasilyquantified.
Hall, (1977:
p.76)
There
is a trend toward specialized tribunals, and a shifting from the use of courts
to administrative agencies, with administrative remedies to expedite justice
and relieve crowding. The trend in traffic courts defining traffic cases as
petty offenses and being heard by referees is the most apparent example. They
operate essentially as profit centers and collection agents. Additionally, the
system has become more formalized with an increase in procedural rules. Judges
are on the bench more and are generally less available to litigants= counsel
than in the past. Procedure seems to take precedence over substance, with the
results perceived by defense attorneys and litigants as unfair. Procedure, and
formality are key features of present-day Western legal institutions. There is
a conflict between that formality and substantive justice .Durkheim's basic
thesis presented in his On the Division of Labor in Society was that a
society's law reflects the type of solidarity existing within the society.' .
“...it is a fact of history that the legal order with almost equally ease be
made to provide the underpinnings of a highly inequitable social order."
Schurr, (1974: p. 89, 109).
The
roles and training of the actors must also be considered. Judges, defenders and
prosecutors are attorneys. They are trained to act as advocates in an
adversarial system. However, courses on criminal law are very limited in law
schools. Although the actors had essentially the same law school training,
professional training and career tracks differ. The career track for judges
tends to be through government service, such as in a prosecutor's office. Judges
have separate continuing legal education courses than practicing attorneys. As
former prosecutors, they rarely represented individual clients, but based
decisions based upon reports and interviews with witnesses. Most of them are
uncomfortable with interpersonal relations. They also have a particular bias,
which increases as the police subculture develops.
On the European
continent a student in law school decides whether he wishes to be an advocate
or a judge. If he is to be a judge, he rises through the administrative process
rather than private practice. The most likely route to an American judgeship is
through the prosecuting attorney's office . . . Mayer
(1968: p. 166).
The
defense attorney's position is different. He deals with individuals and represents
them, not
an abstract
named the government or state. His not a part of a sub-culture, but more
generalized. Nobody is trained in law school--or prepared by the culture--to
operate as a defense lawyer in such a system. It is a true paradox that a period
when the Supreme Court is insisting on ever-widening representation by lawyers
in the criminal process should also be a period when the traditional and
popular function of the lawyer in the criminal courts has almost disappeared.
Basically, however, the Criminal defense lawyer . . . works as a negotiator for
his client.
Meyer (1968: p.
157)
The prosecutor represents the sovereign,
and makes prosecutorial decisions. The defense attorney's position is
different. The judges and prosecutors obtain their power from the structure,
which is defined by statute, constitution and custom. Defense attorneys= power
is referent. "Power is legal when it receives its right to power from a
higher office.@ French and Raven refer to "referent power.@ Most lawyers
receive their power from their clients and therefore have some referent power.
Richard N. Hall(1977:p.210). Thedefenseattorneysordinarilyhaveverylittlepower
unlesstheydefendpowerful figures. Therefore, defense attorneys have little
power to lose. Judges, however, do lose power due to organizational changes.
The dissatisfaction of the defense
attorneys is due to causes in addition to loss of power. It is due in a large
part to alienation, lack of relation with the judges and a breakdown of the
reward system that the defense attorneys valued. Professionals want traditional
rewards, but also want recognition from fellow professionals. Hall (1977: p.
210).
Today's professionalism in
many vocations, implying an ethic of service rather than the unrestrained
pursuit of self-interest, is one facet of this larger picture . . . Even the
pressures that some professionals resist--toward socialization of risk in
payment of professional services and toward the substitution of social-work
philosophy and techniques for traditional law enforcement and trial by
adversaries for the settlement of some kinds of social problems--are
concomitants of these general social changes . . . Corinne Lathrob Gilb Hidden
Hierchies, (N.Y., Harper & Row, 1976: p. 235).
The reasons for
the entry of defense attorneys into the criminal justice system must elicit
some comment. Lawyers with more than fifteen years’ experience have a high
degree of professionalism. They did not enter the profession to make fortunes
and the reward structure is typically non-monetary.
...One important aspect of the professional ethic in the twentieth
century is an emphasis on
dedication to truth, justice or some
other abstraction that helps to justify the profession's special
position
of authority and to reinforce it by reassuring the public about the
profession's goals and
boundaries.
Gilb (N.Y., Harper & Row, 1976: p. 54)
With
the changes, the reward system has diminished. Additionally, rather than trying
cases, the defense attorneys are forced to participate in administration which
is perceived to be adverse to the client's interest. They are dissatisfied with
the formalization and feel alienated and powerless. Additionally, the reward
system of recognition by colleagues, feeling of accomplishment, and the feeling
of doing something useful for others no longer exists. In fact many defense
lawyers chafe at being mocked by the public in the rounds of lawyer jokes. What
lawyers view with professional pride is viewed as wrong and criminal by the
public. They are vilified, not viewed as white knights for the underpriveleged.
Procedure,
and formality are key features of present-day Western legal institutions. There
is a conflict between that formality and substantive justice.
"The
more training a person has, the more likely to feel alienation under those
conditions
that produce it for groups of professionals as a whole." Hall, (1977: p.
167).
Lawyers are
trained to try cases, not administrate.
"For
professionals, the greater the degree of formalization in the organization, the
greater
the alienation from work." Hall, (1977: p. 167). The court system, to cope
with
the
volume is becoming increasingly formal. Very little is done in the judges’
chambers, and
most matters are taken up in open court, leading to rigidity.
"Rigidity
may lead to strong feelings of work dissatisfaction." ... 'Professionals
have
their
own standards and tend to view an organization’s standards as redundant or less
valid.'
(Citing Kahn, et. al., 1964) Hall, (1977: p. 167).
Judges
would prefer that all criminal cases be handled by the public defender's
office. The public defenders are assigned to a particular courtroom and don't
have the scheduling problems as do private attorneys. They have to administer
to manage their case loads, and they tend to get along better with the
prosecutors or get moved. They view their jobs as protecting rights rather than
advocating for a client or cause.
The
relationship between the public defender and the prosecutor is much closer than
that of the defender and his client. The public defender shares with the
prosecutor the presumption that defendants are guilty . . . Rather than
defending the interests of such persons, the defender's office essentially
represents one cog in the machinery by which charged individuals are
"processed . . . " Schur (1968: p. 160).
"The
legal system can’t do all things for all people . . . Institutionalizing of
both law and order strains the system." Schur (1968: p. 160) This strain
is relieved by discouraging time-consuming private lawyers from participating
and encouraging the use of public defenders.
There is a difference in goals between judges and defense
attorneys. There is a difference in power and in reward system, but each are
professional and desire non-economic rewards to various degrees. Both parties
are dissatisfied with their jobs and are in conflict with each other. However
the conflict is due to the changing of the roles of the parties and in the
goals and purposes of the court system,fromhearinganddecidingcasestoadministratingcases.
Rather thancomprehendthattheyhave both lost power to the prosecutor's office
and that the legal system is changing from an accusatorial to inquisitorial
system, the conflict is manifested by friction between judge and private
attorney.
PARTIES
The
participants to the conflict that arises in the general jurisdiction criminal
trial courts are the District (County) (State's) Attorney, or prosecutor,
Private or Public Defense Counsel, or defenders, the Judge, The Court Clerk,
The Judicial Administrator, Witnesses and Law Enforcement Agents.
Prosecutors
may be either elected or appointed, but most often are elected. Their stated
purpose istorepresentthepublicinthepoliticaljurisdiction. Ineither
event,theyarepublicofficials,paidbythe Stateandarepart of a politicalsystem,
even if appointedsincetheyareappointedbythepartyinpower.
As
such, they are attuned to the politics of the geographical area which they
serve and to the desires of their constituencies, since most prosecutors desire
to stay in office. In systems where the prosecutors are elected, they are
responsive to the decision makers of the party in power. In elective
jurisdictions, the prosecutors theoretically formulate their policies on the
desire of the electorate. However, the largest block of constituent voters that
have an interest in the prosecutor's office is the law enforcement block.
Consequently, law enforcement officials have a greater say in policy than have
other systems. In either
type of system, the
prosecutor relies on publicity, ordinarily from the media to maintain his
political power. At common law, the prosecutor represented the Sovereign. In
the United States, all the people are the sovereign and prosecutors often claim
to represent the "people.@
In many jurisdictions, the criminal case
is initiated in the name of the People of the State of _______, vs. The
Defendant. In other jurisdictions, prosecutions are brought in the name of the
State or The United States of America. As a practical matter, prosecutors try
to represent their perceived constituencies, such as law enforcement groups,
victims, of political party. As a result, the conduct of a prosecutor or the
policies of the Prosecutor's office is often not in the best interest of the
society, state or political entity. They often only serve the career of the
prosecutor.
Prosecutors make decisions about
initiating prosecutions based upon the reading of reports or interviews of
investigatory agents. Since they represent a nebulous client, they can make
decisions more in the abstract than Defenders. They rarely interview a victim
before initiation of a case. Although advice is given sometimes to law
enforcement agents, this is not a large part of the role of a prosecutor.
Unlike a defense attorney, he cannot be fired or discharged by an angry or
dissatisfied police agent or victim. Consequently, pleasing individuals is not
the high priority item in the decision-making process that pleasing the public
is. Defenders are privately retained (hired) by the defendant or State paid.
These may be attorneys in private practice or employed by a state agency such
as a public defender's office. They represent individuals even though paid by
others. Their decisions are based upon what is best for the client and not for
thesovereign. Theycanbefired,sued,andslandered,whichaffectstheircapacitytoearnalivingand
their professional standing. They generally make their decisions on to defend
by personal interview, reading offense reports and investigating after entering
a case or undertaking to defend. Defenders view their constituencyas their
clienteleandtheindividualclients, althoughmost haveconcernsforsocietyat large,
but not necessarily the State. However, since they have to have a flow of
clients or cases, the defense attorney engages in practices that essentially
advertise his persona to the public. To attract clients, he does and says
things that appeal to a broad segment of the population or customer base.
Judges are appointed or elected. If
appointed, it is an appointment by an elected official, or board,
althoughoftenwiththeapprovalof another electedbody.
Theyordinarilydon'tdirectlyassociate with the litigants. They see their roles
as perpetuating the State and acting as the referee between the State and the
defendant.
The
constitution provides that the Judge be placed between the State and action by
the State. For instance, The Fourth Amendment to the U. S. Constitution
provides for the approval of a Judge before a search warrant is issued. The
Constitution also provides for due process, equal protection of the law, and
other constitutional rights for defendants. U. S. Constitution, amendments I,
IV, V, VI.
In
the last two decades, professional Court Administrators have come into being.
They administer the progress of the cases and see to it that the cases proceed
through the system. This job was traditionally done by the Court Clerks until
the advent of the Court Administrator. Where the Clerk's Office administers the
case flow, the Clerk in charge of docketing and case management is generally a
trained court administrator. They collect data and present the results to
judges, legislators and other. Consequently, the focus tends to be on numbers
rather than quality. Easy convictions or guilty pleas are preferred and sought
because the numbers look better to the public.
There
are two types of court clerks, the division clerks and the Clerk's Office. The
central administration of the cases is generally administered by the Clerk's
office and each judge's calendar is kept by the division clerk.
Other participants to the trial process in the criminal justice
system are the witnesses and the Law enforcement agents. Their roles are
obvious and the conflict that can develop is readily apparent. The participants
mentioned appear to have little impact on the conflict between judges and
defense attorneys.
ISSUES
The
the trial judges’main issue appears to be docket control and speedy trial.
Trial judges have told defense attorneys that they should remove themselves
from cases if they could not clear a trial date within the court's speedy trial
limit, even if the defendant indicates that he would waive the limit. The
courts justify the time compression by claiming that they are protecting a
defendant's right to speedy trial. However, they rush cases, sometimes making
it difficult for an attorney to prepare for a case. Some Federal jurisdictions
have trials thirty days after arraignment.
Defense
attorneys in those situations are ones who are paid a considerable sum to drop
other matters or ones whose practices are slow enough that they can deal with
the short time. The trend is to appoint publicdefenders evenif a defendant has
resources for anattorneyfor thesakeofexpediencyand moving cases.
Another issue with judges is that
defense attorneys speak for their clients when they know that the court has
already made a decision, thereby "wasting court time in order to justify
their fees.@ There is an overriding value-based issue in the view of the role
of courts and the goals of the court system as seen by the judges and
attorneys. A judge's goal is to move cases or administer, whereas the defense
attorney's goal is to defend and advocate for his client and to litigate or
resolve the matter in a somewhat favorable manner that appears fair.
The
distribution of power is an interest-based issue, with defense attorneys and
judges losing and prosecutors gaining. This shift is legislatively defined, and
is acquiescing to by most of the parties. However,theconsequenceof thepower
shift is toredefinethesystemfromanaccusatorysystemwherea defendant is presumed
innocent and a trial is held to determine if the sovereign has a right to
punish a defendant, to that of an inquisitorial system where the defendant is
presumed to have committed a wrong and an inquisition occurs to determine truth
or at least the facts.
CONFLICT DYNAMICS
The attorney interviews were confined to
private and public defense attorneys who have participated in the system for
more than twenty years, prosecutors, judges, probation officers, law
enforcement officials and criminal defendants. The interviews were conducted
over a period of several years and were limited to those in the system that
devoted more than half their endeavors in the criminal legal system. The
interviews were conversational and a questionnaire was not used although an
outline or checklist was available. The subjects were not told they were being
interviewed but asked in a Rogerian fashion what they thought about the legal
system, their jobs and whether or not they were satisfied with their law
practices. The interviews were conducted primarily to define the conflict and
to isolate particular problems for further definition and debate. Of the
defense attorneys interviewed, 90% were confined to a fifty-mile radius and
described experiences confined to approximately ten jurisdictions. Ten percent
(10%) of the persons interviewed were scattered throughout the United States.
The judges, two probation officers and two out of state attorneys
were interviewed to test for divergence and non was observed. This discussion
is confined to themes occurring in all the interviews. No measuring instrument
was used, but interviews were conducted for the purpose of construction such
instruments at a later time.
Common
to all participants interviewed was a deep dissatisfaction of the system and
the participant'sroleinthesystem.
Mostdefenseattorneyswerefrustratedandconstantlyexpressedadesire to change
occupations. The same was noticed with judges with more than ten years on the
bench, but with few exceptions, the judges expressed a desire to go into
private law practice. The private lawyers expressed a desire to do other things
from truck driving to school teaching. None of the lawyers felt satisfied with
practicing law. Most of them would take substantial decreases in income to
leave the profession, if some other occupation could be found, however most
felt that pressures from family and friends made such a change impossible. Very
few had insight to what the problem was and felt that there was no solution.
One
third of the lawyers interviewed either quit law practice or concentrated their
practice in non-litigation areas after many years as defense attorneys.
Avoidance was the most common resolution device used.
The
subjects did define the primary areas of conflict. The primary area of conflict
was with the legal system itself and with the attorney=s role within the
system. They identified conflict with the judges and with prosecutors. Most
recognized that conflict with prosecutors was natural to some degree, but felt
the conflict was not due to the nature of the prosecutors’ traditional role.
Most of the real conflict seemed to be defined in terms of conflict with the
judges. Additionally, the conflicts expressed by the probation officers seemed
to be defined in terms of conflict with the judges, and not with the attorneys.
Most attorneys expressed a belief that there was bias toward the police in the
court system. They also believed that they had no part in the court governance
and were often viewed as obstructions to the system. They believed that because
most judges had not been in “private” practice, they could not appreciate or
understand the role or problems of defense attorneys.
The
subjects recognized the traditional built in conflict between the participants,
but uniformly expresseda senseof frustrationwiththeexistingsystemandclaimedit
tobesignificantlydifferentfrom the one of ten or twenty years past. All
participants blamed change and docket crowding as the cause of the conflict and
of their dissatisfaction. Secondarily, the majority of the attorneys cited
legislation and public attitudes as a cause of their dissatisfaction. An
attempt will be made to discuss these significant
changes
and analyze them in terms of social conflict.
The
judges cited private defense attorneys as a cause for their dissatisfaction.
Additionally, they cited the appellate courts and workloads. In one instance,
public defenders were cited as a cause of conflict. The judges recognized the
conflict with the attorneys, and felt that the attorneys were not sympathetic
enough to their problems. Most judges preferred working with public defenders
to defense attorneys because their courtrooms seemed to function more smoothly
with them than with private attorneys. They believed that private attorneys
postured in Court to justify their fees to the client. As such, they tend not
to give much attention or credence to the defense attorney. They rely on
prosecutors with whom they have daily contact as an ally and to keep things
going.
Private
attorneys felt that the judges were totally ignorant and insensitive to their
problems and were selfishly concerned with their dockets to the detriment of
the lawyers and the litigants. Some felt the political motivations of the
prosecutors were to blame for conflict, but the majority felt that a
substantial cause of conflict lies with the legislators. The judges tend to
duck issues directing debate to the legislature rather than address a problem
and “make waves.’
Probation
officers believed that the major cause of conflict was the tremendous increase
of case intake and insensitivity of the system to the users of the system. One
Federal probation officer stated that
"The system doesn't care for the
individual anymore. We’rescrewing people right and left and figuring out ways
to screw them more. It's crazy. No one uses common sense. The system is
designing itself for self-fulfilling prophesies. I'm glad I'm retiring in six
months.@ Another stated: "I don't know why I went to graduate school in
corrections. Social theory is the least of the courts' concern. It’s just
numbers. Some of these idiot judges even like the new Federal sentencing
guidelines. It takes the heat off them and they can blame everything on the
legislatures." Another probation officer stated that " . . . the
judges should budget a public relations campaign like the Justice Department
and the Lawmakers do." Most probation officers felt frustrated and viewed
themselves as mere paper shufflers or clerks. They
feel powerless and believe that the judges are more concerned with
moving paper than with the needs of the users of the system. They also believe
that they cannot do their jobs effectively and do not get the necessary support
from the judges. They can't do any counseling, although some admitted that they
could occasionally " . . . sneak some in." Several expressed concern
that all the power was now in the executive, and that the doctrine of
separation of powers was meaningless. All agreed that they were not doing what
they were trained to do. Most resolved the conflict by writing their reports to
reflect the thinking of their judges and ignoring their instincts and training.
Analyzing
the conflict of judges with the other participants in the system is more
complex. They have a natural conflict with the legislature over pay matters and
with the appellate courts over docket control and precedent. These conflicts
seem to have grown in twenty years, but judges didn't seem to have much insight
into the nature of their conflict or the cause of the conflict, although most
felt that the cause of the conflict was private defense counsel. The biggest
strain on the system seems to be in the area of docket control. Harsher
sentences, increase in enforcement emphasis, restricting of sentencing alternatives
and the push for speedy trials appear at first to cause the strain. Judges feel
powerless and overwhelmed and believe that the private attorneys are
insensitive to their problems. Most prefer not to have private attorneys in
their courtrooms.
Private
attorneys practice in front of more than one judge and typically in more than
one jurisdiction. Consequently, scheduling has to be adjusted. Sometimes, a
case isn't ready to proceed, the defendant doesn't show up or the lawyer has a
schedule conflict. The public defender typically practices in front of a
particular court or at least only in that jurisdiction. He is typically in the
courtroom on any given day and scheduling is not much of a problem. The same
holds true with prosecutors. Judges appear to have adjusted to the myriad of
changes in laws, procedures and rules with very little concern or analysis and
typically see their conflicts as only with attorneys.
They
view attorney's use of juries and the voir dire examination as a waste of court
time. Likewise, they view motions and preliminary hearings in the same way.
Some judges believe that defense attorneys argue motions and have preliminary
hearings to "justify their fees". They also believe that most defense
attorneys make more money than they do with far less problems. These views are
probably distorted somewhat from that of the judiciary as a whole because no
judge with significant private law experience prior to becoming a judge was
interviewed.
One
judge, in a conference with a public defender and a private attorney discussing
expediting cases stated that he believed that the only reason private attorneys
spoke at preliminary court appearances was " . . . to impress clients and
justify their fees.@ The public defender's office doesn't take up that much
Court time."
The
defense attorney in that conversation stated to the judge that he talked for
five to ten minutes at a sentencing where a substantial sentence was
recommended by the probation officer. He expressed the belief that defendants
represented by the public defender's office experienced so much conflict with
their clients because the defendants believed the public defenders weren't
talking enough on behalf of clients in court.
Defense
attorneys with more than twenty years’ experience are greatly unhappy and
dissatisfied with practicing law in the criminal courts. They see their main
conflict with the judges first, the clients second and the prosecutors third.
Typical of comments of defense attorneys was "it bad enough we have to
fight the District Attorneys, we now have to fight the damn judges and our
clients too.@ Most of the conflict appearsatfirstto be centered around docket
control, but upon probing and further questioning, it is apparent that the
lawyers view the rapid change as the basic source of conflict. In both
instances the judges are deemed to be the causes.
The
positions of the judges and lawyers seem to be polarized. Both sides don't
think there is much hope for change. Mostof
theattorney'sbelievedthatjudgesshouldbeelectedandnotappointed. Theysawthejudges
as arrogant and non-caring. Not enough judges were interviewed to comment on
the way generally in which they viewed defense attorneys, but observations of
judges in the courtroom justifies the suspicion that the judges prefer working
with public defenders.
Most
of the comments about judges were typified by the statement of a former U. S.
attorney in practice for forty years, "The selection of Judges is too
important to leave up to the politicians." Another commented "When
they said that the judges should be on the bench more to get that one pay raise
in 1970, they made a mistake. It used to be, if you had a problem, you could
find a judge in chambers and discuss it informally in chambers with the
opponent. Now, you file a motion, notice it for setting, set a time and argue
in open court. No wonder the courts are backlogged. It takes a half day to ask
a two minute question.@
One lawyer with forty years of practice
commented, It's where they get their judges now. They are younger and from
government agencies. They never had to run an office and deal with clients.
They are just bureaucrats. Prosecutors don't have to deal with the people, they
deal with cops. They never have to talk to the wife or the kids of someone
arrested. Another defense attorney commented, "
They
know they are screwing people. Why else are they so uptight about security in
the
courthouses.
You didn't see that type of security in the radical days."
A major concern of the defense attorneys is in the area of fairness.
They believe that sentencing is too harsh and not in the public's or their
client's best interest. They believe that the judges care more about moving
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their dockets and placating
public opinion than they do about the concept of justice. They also believe
that the
judges should do
something positive about sentencing and are not. The following comments are
typical. They don't care if a person is not guilty, he can plea bargain anyway
and keep the traffic moving.
A lot more people will go to jail to
jail before the public wakes up
What the court system needs is quality
control. We manufacture justice in this country like we make everything else.
There is no justice. People now equate justice with punishment, not fairness.
Judges should be paid about the same as a GS 12. They're just glorified clerks.
They know better, but they don't have the time or inclination to educate the
public. It's easier to play to the public's prejudices.
All judges care about is the moving of
cases.
[Mr. Chief Justice] Berger calls trial
lawyers incompetent. At least they have read the constitution. He thinks
everyone not out to abolish the constitution is incompetent.
They ought to make those fucking judges
be in practice before becoming judges. They don't learn anything about people
in the DA's office. I got out. The judges are fascists. Most people don't
deserve jail. I knew that as a young prosecutor. The system has lost its
ability to think. It isn't rational. Everyone is treated the same. Situations,
motive and intent are meaningless. Berger talks about competency of trial
lawyers. Someone should check his competency. He claims everyone is incompetent
that won't go along with or questions his program.
It's worse in Jefferson County. All the judges were prosecutors.
The judges can't distinguish between serious crime and non-serious.
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Judges
got no wisdom. They don't have soul. You can't represent a client adequately
under the pressure to move cases along. You cut corners. The judges believe you
are going to plea bargain anyway, so why not do it now. They never had to deal
with clients.
What do you do to those judges at Vail?
Most guys are pretty good guys until they attend those judges conferences. What
do they do, lock them in a room and give them prick shots? The defense
attorneys expressed general frustration and dissatisfaction with their chosen
profession and
expressed
a desire to do something else. Some of the comments were: There is no dignity
in practicing law anymore.
Law
isn't as much fun. Intent has changed, evidence has changed, the docket rules
the courts, the DA's have the power and the judges let them get by with it
because it speeds things up.
I
haven't tried a criminal case in years. Who wants to be treated the way they
treat you guys in criminal court?
The
courts are crazy. The lawyers don't know enough to see they are in trouble. I'd
like to do something out. It's so chicken shit. They raise filing fees and
won't mail copies unless you provide them with a self-addressed envelope. They
charge you for Xeroxing.
Law
is no fun anymore. They blame lawyers for Watergate. It wasn't lawyers, it was
politicians. They just happened to be lawyers. The 'silk' shirts at the ABA
thought they would be embarrassed at the country club, so they led the attack on
the trial lawyers.
I
wish I could do something else, but I went to school a long time ago and I'm
too old to change. If I were twenty years younger, I could be a hooker.
I
just want to make enough money to get out of law and maybe emigrate to another country.
The judges have no wisdom. If I take a criminal case, I get lots of money. It's
worth it for all the shit
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you
have to put up with. Just make a lot of money and quit. It isn't worth the
effort to care and to fight it. They don't care anyway.
There
isn't any dignity in practicing law anymore. Look at the new guys coming up.
Would you want them advocating your case? There isn't time for advocacy. If you
take too much time, the judges find a way to punish you or your client.
I
want to buy a big rig and head out across country. I can't stand it anymore.
I'd
like to quit. I did for a while. The judges think the answer is more courts and
judges. It really is solving poverty and being selective in prosecution. They
should only prosecute the dangerous ones. The changes in ten years make it
impossible to advise clients. You got to tell them that there is almost no
chance. Then they wonder why they hired you.
There
isn't any fun in law practice. The rules have killed it. When I was a DA, I
would never dreamedthattheofficewouldhavesuchpower.
Maybeyoucanhelpafewpeopleandit'sworth it. I don't know.
I
couldn't stand it. I like being a bell hop. Judges call me sir now. The law has
changed for the worse, my man.
I
would do anything to get out. It just isn't any fun. All I do nowadays is
fight. Fight with the prosecutors, the judges, the clients; it just isn't worth
it.
From the comments, it would appear that the lawyers believe the
judges are insensitive and do not appreciate the problems of lawyers. It would
also appear that there is a lot of what is popularly called burn out. This is
not the case. The cause of the frustration and dissatisfaction is rooted in the
power shift to the prosecutors, and in the subtle change from a system based
upon the common law to that of one based on civil law principals. In the
present system, the prosecutors make the majority of decisions. With changes in
the last several
19
years, unfairness is
perceived by the attorneys causing frustration and a feeling of hopelessness. Since
they feel
powerless,
they are contemplating leaving the profession as a means of resolution. One
recurrent theme with the shift of power to prosecutors was the theme that there
ought to be some
quality control on prosecutions. They felt that much of the
crowding in the courts could be alleviated by more
selectivity. Some of
the comments support this conclusion. The prosecution has all the power. It's
out of control. There aren't any rights anymore. Since they changed criminal
intent, there is no difference between a crime and a tort.
What the court system needs is quality
control. We manufacture justice in this country like we make everything else.
There is no justice...(it is) equat(ed) with punishment, not fairness.
They are trying to jail everyone, then
have hearings to see for how long. They call them bond hearings, preliminary
hearings, guilty pleas and sentencing hearings. If it were up to the
prosecutes, people would be in jail forever.
They don't need more prisons, they
should be more selective in prosecution. Right now it’s a con on the public.
They prosecute a lot of numbers and the people think the cops and the DA's are
doing their jobs. The legislators are all whores. They think they can buy votes
by law and order. Soon the majority will be criminals or related to criminals,
then thy will be voted out and never figure out why.
It's John Mithcell's dream come true.
More punishment, abolition of the Constitution, beating up on defense
attorneys, RICO, preventive detention, absolute power to the prosecution. He
got convicted under his own plan, but he got the change he wanted.
They can't prosecute everyone. Where are they going to put them.
The only the judges and prosecutors talk about is speedy trial. I never had a
defendant want a speedy trial. The prosecutors and judges do. It's Orwellian
double talk.
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The
nature of the comments are not consistent with burn out. They indicate that the
lawyers interviewed
areconcernedwithchangeandwithpoliciesthattheybelievethattheycan'tdealwith. Theconflictisreallywith
the organization and the organizational structure and functions than with
general job dissatisfaction associated with burn out.
There
is a great degree of stereotyping occurring in the conflict as indicated by
their comments. The lawyers comments weren't directed at particular judges, but
judges in general. Because of the different continuing education, different
goals, different way in which the actors view the purpose of the court system,
and inaccessibility, communication between the parties is not likely to
improve, but will worsen.
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